Location: Japan - Tokyo
Salary: 8000000 - 14000000 JPY
Job Function: Banking & Finance - Legal & Compliance
Reference: JO-180309-148963
Industry: Financial Services
Sub-Industry: Financial Technology Vendor
The Company:
A large and established global asset manager.

The Role:
Compliance Officer/ Trade Monitoring Officer

The role will report to the Head of Legal & Compliance
Will be responsible for trade monitoring and checking investment restrictions of funds.
Reviewing and approving marketing materials and pitch books
Responsible for compliance monitoring to ensure adequacy of business operation in including managing conflict of interest.

Required Skills and Experience:

Prior experience in either buy-side trading OR monitoring and surveillance to various buy-side trading such as dark pool trading.
Experience in trade monitoring at brokerage houses or regulatory bodies is also welcome.
Strong communication skills (both written and oral) in English language.
Proficient in Excel and Bloomberg.
CMA or CFA is preferred.